We consider your privacy
to be of utmost importance

Nassau Corporate Credit LLC (together with certain of its investment advisory affiliates, “NCC”) takes precautions to maintain the privacy of personal information concerning NCC’s current and prospective individual clients (each a “Client” and, collectively, the “Clients”). These precautions include the adoption of certain procedures designed to maintain and secure such Clients’ nonpublic personal information from inappropriate disclosure to third parties. Federal regulations require NCC to inform Clients of this privacy policy.

NCC collects nonpublic personal information about its Clients from the following sources:

• Information NCC receives from a Client in subscription documents or other related documents or forms;
• Information about a Client’s transactions with NCC or others; and
• Information NCC may receive from a consumer reporting agency.

NCC does not disclose any nonpublic personal information about its prospective, existing or former Clients to anyone, except as permitted by law and regulation.

NCC restricts access to nonpublic personal information about its Clients to those employees and agents of NCC who need to know that information in order to provide services to its Clients. NCC may also disclose such information to service providers and financial institutions that provide services to NCC. NCC will require such third party service providers and financial institutions to protect the confidentiality of the Clients’ nonpublic personal information and to use the information only for purposes for which it is disclosed to them. NCC may also disclose nonpublic personal information to regulatory authorities as required or permitted by applicable law. NCC maintains physical, electronic, and procedural safeguards that comply with federal standards to safeguard the Clients’ nonpublic personal information and which NCC believes are adequate to prevent unauthorized disclosure of such information.

If you have any questions concerning this privacy policy, please contact NCC at 203-902-5522.